AI-NATIVE INTERNAL AUDIT PLATFORM
AI Internal Audit Software
for Regulated Financial Institutions
AuditLumen helps Internal Audit teams plan, execute, document and govern audit work using AI — with greater consistency, control and traceability.
Built for institutions that need control over data, access, methodology and AI-assisted audit work.
Key strengths
- You decide where your data is hosted.
- Your data can stay in your country.
- You control who can access your audit data.
- You review and validate AI-assisted results.
- You can retain control of your encryption keys.
- You control the audit methodology.
- AuditLumen can work alongside your existing audit management system.
Positioning
Internal Audit software, engineered for institutional control
AuditLumen is an AI-native Internal Audit operating platform purpose-built for regulated financial institutions. It combines Internal Audit domain specificity with AI-enabled execution, sovereign deployment architecture, configurable AI, data governance, human oversight, traceability and enterprise access control.
Operating model
One platform across the Internal Audit lifecycle
AuditLumen is structured as a connected Internal Audit operating model, so planning, execution, findings, actions and reporting stay in one governed chain of work.
- 01
Audit Universe
Auditable entities, structures and coverage maintained in one place.
- 02
Risk Assessment
Structured risk scoring and prioritisation across the universe.
- 03
Audit Planning
Risk-based annual and periodic plans with resourcing visibility.
- 04
Engagements
Engagement planning, scope, audit programmes, milestones and engagement records.
- 05
Audit Execution
Fieldwork, testing, working papers and evidence management.
- 06
Findings
Structured findings with root cause, impact and rating.
- 07
Management Actions
Action ownership, due dates and issue follow-up.
- 08
Reporting
Engagement reporting and audit dashboards for leadership.
- 09
AI Governance
Methodology governance, AI traceability and audit trail.
Plan
- Audit universe management
- Risk assessment
- Risk-based audit planning
- Annual and periodic audit planning
Execute
- Engagement management
- Audit programmes
- Audit execution
- Evidence management
- Working papers
Conclude
- Structured findings
- Root cause and impact documentation
- Management action tracking
- Issue follow-up
Govern
- Audit reporting and dashboards
- AI-assisted audit workflows
- Human review and approval
- AI decision traceability
- Methodology governance and audit trail
Sovereignty
AI on your terms
AuditLumen gives institutions control over where audit data resides, who can access it, how AI interacts with it, how methodology is defined and where the platform operates.
Deployment control, data residency, access control, encryption, AI governance and human oversight are treated as connected institutional choices.
Data control
- You decide where data is hosted
- Data can remain in-country
- Institutional separation
AI control
- Approved AI services
- Human validation
- Controlled AI use
Access control
- Role-based access
- Permission boundaries
- Responsibilities aligned to Internal Audit
Cryptographic control
- Customer-controlled encryption keys where applicable
Methodology control
- Audit methodology remains institution-controlled
Deployment control
- Microsoft Azure
- AWS
- Customer-controlled environments
Human oversight
AI assists. Auditors remain accountable.
AuditLumen is designed so AI-assisted outputs remain subject to human review. Auditor decisions can be accepted, edited or rejected while preserving a traceable record of the interaction.
- 01
AI proposes
An AI-assisted draft or suggestion is generated within the audit workflow.
- 02
Auditor reviews
The auditor examines the proposal against evidence and methodology.
- 03
Accept / Edit / Reject
Professional judgement determines what enters the audit record.
- 04
Decision recorded
The outcome and the human decision are retained for oversight.
Make AI participation visible
AI-assisted activity and the human decisions that follow can be recorded to support governance and auditability. The intent is transparency: AI-generated work does not silently become audit judgement, and reviewers can see where AI participated in the work and what a professional decided afterwards.
Built by auditors
Built by auditors. Built for Internal Audit.
AuditLumen was designed from the perspective of experienced Internal Audit professionals, with deep understanding of audit methodology, governance, technology risk, investigations and regulated financial institutions.
Designed by certified audit professionals with globally recognised credentials in audit, technology and fraud, including CIA, CISA and CFE.
Practitioner-led
Built from real Internal Audit experience and the realities of audit delivery.
Sovereign by design
Control over data, deployment, access and the AI services permitted to participate.
Human-governed
Professional judgement and accountability remain with the auditor.
Built for regulated environments
Designed for governance-heavy institutions where control and traceability matter.
Regulated institutions
Built for environments where control matters
Internal Audit in a regulated financial institution handles some of the most sensitive information in the organisation, under close scrutiny from boards, audit committees and supervisors. AuditLumen is designed for that context.
Data sensitivity
Sensitive audit information stays within governed boundaries.
Regulatory expectations
Designed for environments with strong governance requirements.
Accountability
Human responsibility and decision traceability remain clear.
Data residency
Deployment can reflect institutional residency requirements.
Access control
Roles and permissions align to audit responsibilities.
AI governance
AI-assisted activity remains subject to human review.
Segregation of duties
Access and responsibilities can be structured appropriately.
Methodology discipline
Audit methodology remains governed and controlled.
Explore what AuditLumen can do for your Internal Audit function.
See how AuditLumen combines AI-enabled audit execution with sovereign control, human oversight and Internal Audit methodology.
AuditLumen is proprietary technology developed by DisInnova Ltd. Where a function also needs to redesign its mandate, operating model and methodology, DisInnova provides Internal Audit transformation advisory.