Advisory Service

Governance, Risk & Controls Advisory

Practical governance, risk and control advisory for boards and executive teams.

Strong governance is rarely about adding more frameworks. It is about ensuring the structures, decisions and controls already in place actually support strategy, protect the business and stand up to scrutiny. DisInnova works with boards, executive teams and senior risk and control leaders to make governance, risk and control arrangements both effective and proportionate.

Engagements typically begin with an honest, independent read of where the organisation stands — how decisions are taken, where accountability sits, how risks are identified and managed, and how controls are designed, operated and reported. From this we shape a focused set of recommendations that build on what works and address the gaps that matter most.

Our approach blends senior leadership perspective with practical, board-level pragmatism. Recommendations are framed for action, not theory, and are designed to be sustainable inside the organisation's real operating rhythm.

When this service is relevant

  • Following a change in strategy, scale, ownership or regulatory perimeter
  • When committee structures or reporting feel out of step with business reality
  • Ahead of a regulatory interaction, external review or board effectiveness exercise
  • When risk appetite is referenced in policy but not consistently applied in decisions
  • When control activity has grown faster than the discipline that underpins it

Common client challenges

  • Governance arrangements that no longer reflect strategy, scale or regulatory expectations
  • Risk taxonomies and registers that are inconsistent, outdated or disconnected from decisions
  • Control environments that feel heavy yet leave key exposures uncovered
  • Board and committee reporting that is unclear, repetitive or hard to act on
  • Difficulty articulating the firm's risk appetite and tolerance in practice

Typical advisory questions

Q01

Is our governance framework fit for the business as it is today, not as it was three years ago?

Q02

Do our risk taxonomy and appetite statements actually shape executive decisions?

Q03

Are our controls focused on the exposures that matter, or have they accumulated by habit?

Q04

Does board and committee reporting give a realistic, decision-ready view?

Q05

Are accountabilities for governance and risk clear, owned and exercised?

How DisInnova helps

  • Independent diagnostic of governance, risk and control arrangements against business reality
  • Targeted refresh of frameworks, policies, committee structures and reporting lines
  • Risk taxonomy and appetite work shaped around how the business actually operates
  • Control rationalization to reduce duplication while strengthening key controls
  • Board and executive briefing material that supports clear accountability

Typical outputs

  • Governance and risk framework design or refresh
  • Risk taxonomy, appetite and tolerance documentation
  • Control environment review and rationalization recommendations
  • Board, audit committee and executive reporting templates
  • Practical implementation roadmap with clear ownership

Suitable for

  • Boards, audit and risk committees
  • Chief Risk Officers, Heads of Compliance and Heads of Internal Audit
  • Executive leadership in financial services and fintech
  • Founders and senior leaders of regulated or scaling businesses

Engagement formats

Independent advisory review

A focused, time-boxed review producing an honest read of where the organisation stands and the priorities that matter most.

Targeted diagnostic

A structured assessment of a defined area, with practical recommendations and a sequenced action plan.

Executive workshop

A confidential, facilitated session with the board or leadership team to align on priorities and decisions.

Implementation support

Hands-on advisory through delivery — protecting governance, momentum and accountability as change is executed.

Confidential sounding-board

Ongoing senior advisory access for executives navigating sensitive or complex decisions.

Related insights

Frequently asked questions

Do you replace existing risk or audit functions?+

No. DisInnova provides senior, independent advisory alongside existing functions — supporting heads of risk, compliance and audit rather than substituting for them.

How long does a governance review typically take?+

Focused diagnostics are usually scoped between four and eight weeks. Broader framework refreshes are sequenced into clear phases agreed at the outset.

Can you support engagement with regulators?+

We support leadership teams in shaping their narrative and evidence base. Direct regulatory dialogue remains owned by the firm and its accountable executives.

Discuss this advisory priority

A confidential conversation is the best way to scope the right level of support.

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